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Karl Walter Wollman

Key Investment Services LLC

Brooklyn, OH

Erie, PA

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-06-02
  • PA RA
    APPROVED
    Since 2025-06-02

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

2520 W. 26Th St, Erie, PA 16506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments, Llc Pittsburgh PA 03/2016 03/2017
Pnc Bank Erie PA 03/2016 03/2017
Pnc Investments Pittsburgh PA 03/2017 05/2025
Key Investment Services, Llc Brooklyn OH 06/2025 Present
  • 03/2016 → 03/2017
    Pnc Investments, Llc
    Pittsburgh, PA
  • 03/2016 → 03/2017
    Pnc Bank
    Erie, PA
  • 03/2017 → 05/2025
    Pnc Investments
    Pittsburgh, PA
  • 06/2025 → Present
    Key Investment Services, Llc
    Brooklyn, OH
Previous Registrations
  • 2016-11-28 → 2025-06-06
    Pnc Wealth Management Llc
    Pittsburgh, PA
    Erie, PA
    Erie, PA
    Erie, PA
    Erie, PA
    Erie, PA
    Erie, PA
    Erie, PA
    Greenville, PA
    Grove City, PA
    Erie, PA
    Titusville, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-06
  • S66 Uniform Combined State Law Examination
    2016-09-06
Other Names
  • Karl Wollman
  • Karl Walter Wollman
  • Karl Wollman

View on SEC IAPD

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INDEPENDENCE CAPITAL CO., INC.
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
THE HUNTINGTON INVESTMENT COMPANY
J.P. MORGAN SECURITIES LLC

Other Investors

Joseph Briel Skarda
KRISTY LYNN TOYE-COOPER
David Jonathan Dershteller
LUANN MARIE SPAETHE
Mallory D Haseley
TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

More in Brooklyn, OH

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