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Employer firm

Mulholland & Kuperstock Asset Management, LLC CRD 300850

$52.5M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Mulholland & Kuperstock Asset Management, Llc

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
NV RA APPROVED 2023-02-17
CA RA APPROVED 2019-04-26
  • TX RA
    APPROVED
    Since 2025-01-02
  • NV RA
    APPROVED
    Since 2023-02-17
  • CA RA
    APPROVED
    Since 2019-04-26

Branch Locations

San Diego, CA • United States

Mkam Etf Llc

1180 N. Town Center Drive Suite 100, Las Vegas, NV 89144 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-05-11
CA RA APPROVED 2023-04-26
  • NV RA
    APPROVED
    Since 2023-05-11
  • CA RA
    APPROVED
    Since 2023-04-26

Branch Locations

1180 N. Town Center Drive Suite 100, Las Vegas, NV 89144 • United States

138 Civic Center Drive Suite 204-227, Vista, CA 92084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gsg Capital Advisors Carlsbad CA 10/2017 03/2019
Livian & Co. New York NY 11/2010 09/2017
Mulholland & Kuperstock Asset Management, Llc Vista CA 03/2019 Present
Mkam Etf Llc Las Vegas NV 12/2022 Present
Previous Registrations
  • 2017-11-30 → 2019-05-13
    Gsg Capital Advisors, Llc
    Carlsbad, CA
Other Businesses

**MULHOLLAND& KUPERSTOCK ASSET MANAGEMENT, LLC; 138 Civic Center Drive, Suite 204-227, Vista, CA 92084; investment related; state registered investment adviser providing individuals and other types of clients with investment advisory services; Managing Member and Chief Investment Officer; start date March 2019; spend approximately 60% of working hours each week on this business, some of which is during securities trading hours; manage client portfolios and assist in managing the business.**-- --**MKAM ETF LLC; 1180 N. Town Center Drive, Suite 100, Las Vegas, NV 89144; investment related; SEC registered investment adviser to serve as sub-adviser to ETF; Principal and Chief Investment Officer; start date December 2022; spend approximately 40% of working hours each week on this business, much of which is during securities trading hours; manage portfolio and assist in managing the business.**

Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

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