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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-11-17 |
Branch Locations
9800 Schwab Way, Lone Tree, CO 80124 • United States
4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Bank | Lone Tree | CO | 03/2016 | Present |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-23 |
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