Katie Christine Buck

Current Employers

Employment History

• 09/2004 → Present
  E.A. Buck Insurance Dba E.A. Buck Financial Services
  Honolulu, HI
• 08/2011 → 12/2019
  Spc
  Ann Arbor, MI
• 08/2014 → 12/2019
  Parkland Securities
  Ann Arbor, MI
• 12/2019 → Present
  Madison Avenue Securities, Llc
  San Diego, CA
• 12/2019 → 10/2023
  Ae Wealth Management, Llc
  Topeka, KS
• 07/2022 → Present
  Buck Wealth Strategies
  Honolulu, HI

Previous Registrations

• 2019-12-07 → 2023-10-26
  Ae Wealth Management, Llc
  Honolulu, HI
  Kahululu, HI
• 2011-08-09 → 2019-12-02
  Spc
  Honolulu, HI
  Ann Arbor, MI
• 2007-01-03 → 2011-08-16
  Grove Point Investments, Llc
  Honolulu, HI
  Honolulu, HI

Other Businesses

1.) NAME: E.A. Buck Insurance DBA E.A. Buck Financial Services ; INV RELATED: YES; ADDRESS: 55 MERCHANT STREET, SUITE 2100 HONOLULU, HI 96813; NATURE: INSURANCE SALES; POSITION:CEO; START DATE: 2004; HOURS/MONTH: 160; TRADING HOURS/MONTH: 160; DUTIES: CEO OF EA BUCK 2.) NAME: MADISON AVENUE SECURITIES, LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR. N. SUITE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 12/2019; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES. 3.) NAME: SEVEN PEAKS LLC; INV RELATED: NO; NATURE:LLC SET UP FOR RENTAL PROPERTY INCOME; POSITION: RENTAL PROPERTY START DATE: 2015, CHANGED NAME TO SEVEN PEAKS LLC JANURARY 2021; HOURS/MONTH: 4; TRADING HOURS/MONTH: NO; DUTIES: PERSONAL RENTAL PROPERTY. 4.) NAME: EA BUCK ACCOUNTING AND TAX SERVICES LLC: INV RELATED: NO; NATURE:TAX SERVICES; POSITION OWNER: START DATE: JANUARY 2021: HOURS/MONTH: 40: HOURS DURING TRADING: 40: PROVIDING TAX 5.) Buck Enterprises LLC: Yes Investment Related; 55 Merchant St Suite 2100, Honolulu HI, 96813; Chairperson and CEO; State Date 11/21/2020; 0 Hours a Month; 0 Hours during trading; holding company for consolidated tax returns. 6.) LTC Pro LLC DBA Federal Benefits Made Simple; Yes Investment Related; 1 Denver Federal Center, Building 45 Entrance E-9, Room 1050, Lakewood CO 80225; Director; Start Date 04/01/2021; 5 Hours a Month; 0 Hours during trading; Investment and Insurance Advisory Business 7.) NAME: THE JEFFREY DAVID BUCK 2020 IRREVOCABLE TRUST ; INV RELATED: NO; NATURE: TRUSTEE; START DATE: 2020 8.)Buck Wealth Strategies: Yes Investment Related; 55 Merchant St Suite 2100, Honolulu HI, 96813; President, Board Chair; State Date: 7/12/2022 and IAR start date 10/2023; 40 Hours a Month; 40 Hours during trading; Registered Investment Adviser engages in asset management services. 9.) Buck Financial Services Outer Banks: Yes Investment Related; 55 Merchant St Suite 2100, Honolulu HI, 96813; Duties: President, Board Chair; State Date 5/2022; <1 Hours a Month; 40 Hours during trading; Nature: Asset management related to a specific book of business. 10.) Buck Charitable Foundation; Investment Related: No; Position: Board Member; Hours Per Week: 0 Hours; Start Date: 1/1/2024; 11.) Name: Buck Financial Services Achieve Retirement; Investment Related: No; Address: 4600 S Syracuse St. Ste 650, Denver CO 80237; Nature of the Business; CEO, President, Secretary, Treasurer, Board Chair; Position: CEO; Hours Per Week: 1 Hour; Start Date; 08/2025; 12.) Name: Buck Private Wealth Group; Investment Related: Yes; Address: 55 Merchant St. Ste 2100, Honolulu, HI 96813; Nature of the Business; CEO, President, Secretary, Treasurer, Board Chair; Position: CEO; Hours Per Week: 1 Hour; Start Date; 08/2025.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-02
• S63 Uniform Securities Agent State Law Examination
  2005-01-14

Other Names

• Katie Christine Tusa
• Katie Christine Buck