Christopher James Nugent

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 02/2017
  Ubs Financial Services Inc
  Newport Beach, CA
• 08/2017 → 08/2019
  Ubs Financial Services Inc
  Newport Beach, CA
• 09/2013 → 06/2017
  University Of California, Irvine
  Irvine, CA
• 08/2019 → 03/2022
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 08/2019 → 03/2022
  Jpmorgan Securities, Llc.
  Los Angeles, CA
• 07/2017 → 07/2017
  Unemployed
  Newport Beach, CA
• 04/2022 → Present
  Ubs Financial Services Inc.
  Larkspur, CA

Previous Registrations

• 2019-09-10 → 2022-04-01
  J.P. Morgan Securities Llc
  Los Angeles, CA
  Los Angeles, CA
  Chicago, IL
  Columbus, OH
  Los Angeles, CA
  Dallas, TX
• 2018-01-18 → 2019-08-29
  Ubs Financial Services Inc.
  Newport Beach, CA
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2018-01-17

Other Names

• Chris Nugent
• Christopher James Nugent
• Christopher J. Nugent