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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2020-02-27 |
| TX | RA | APPROVED | 2020-02-26 |
Branch Locations
835 Central Avenue, Suite 310, Hot Springs, AR 71901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2016 | 01/2020 |
| Lpl Financial, Llc | Hot Springs | AR | 02/2020 | Present |
1. 2/26/2020 - ATS Capital Management Inc - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 02/01/2020 - Time Spent 0%. 2. 6/22/2020 - Cornerstone Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/17/2020 - 200 Hours Per Month/8 Hours During Securities Trading. 3. 07/19/2022 - AMCO -Investment Related - Home Based - Real Estate Rental - Start Date - 06/20/2022 - 10 Hours Per Month/0 Hours During Securities Trading. 4. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 200 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-18 |
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