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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-03 |
Branch Locations
1123 Military Cutoff Rd, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Pennsylvania | Philadelphia | PA | 08/2016 | 05/2017 |
| Goldman Sachs & Co. Llc | West Palm Beach | FL | 06/2017 | 08/2017 |
| University Of Pennsylvania | Philadelphia | PA | 09/2017 | 06/2018 |
| Goldman Sachs & Co. Llc | Los Angeles | CA | 07/2018 | 10/2021 |
| J.P. Morgan Securities Llc | Charlotte | NC | 11/2021 | 07/2025 |
| Jpmorgan Chase Bank, N.A. | Charlotte | NC | 11/2021 | 07/2025 |
| Petfolk | Charlotte | NC | 09/2022 | Present |
| American Spirit Ventures, Llc | Raleigh | NC | 02/2024 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | NC | 08/2025 | Present |
I*2767268 Entity Type: For Profit Name of OBA: American Spirit Ventures Address:Raleigh North Carolina Investment Related:No Position, Title, Association:Owner Start Date:02/01/2024 No Hours: 1 Weekly No Hours during trading:0 Duties:LLC for my rental property. Manage the property. This is a single member llc. Entity Name: Jeevan ClimateInvestment related: NoAddress: Bethleham, PennsylvaniaNature of the other business: Climate ControlPosition/Title/Relationship: Advisor of another companyStart Date: 01/24/2024Approximate # of hours a week: 0-10Approximate # of hours during securities trading hours: 0Briefly describe your duties: I am serving as an advisor to the company. Company focuses on delivering solutions to solve the climate crisis. No connection to JPMC. Responsibilities have no overlap with my role as an investment manager at JPM. No work will be conducted during trading hours and I estimate between 1-2 hours per week allocated to this role. Entity Name: PetfolkInvestment related: NoAddress: Charlotte, NC Nature of the other business: Pet ServicesPosition/Title/Relationship: Employee/ContractorStart Date: 09/30/2022Approximate # of hours a month: 0-10Approximate # of hours during securities trading hours: 0Briefly describe your duties: Company is a collection of veterinary practices across North Carolina and Florida. I will not have any involvement in the company. There is no connection to JPMC. Entity Name: NOBOTSInvestment related: NoAddress: Wilmington, NC. Nature of the other business: headphone development organizationPosition/Title/Relationship: Owner Start Date: February 10, 2020Approximate # of hours a month: 0 hours allocatedApproximate # of hours during securities trading hours: Less than 2 hours per week allocatedBriefly describe your duties: Duties include managing the affairs of the organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-13 |
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