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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-03
  • NC RA
    APPROVED
    Since 2025-09-03

Branch Locations

1123 Military Cutoff Rd, Wilmington, NC 28405 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Pennsylvania Philadelphia PA 08/2016 05/2017
Goldman Sachs & Co. Llc West Palm Beach FL 06/2017 08/2017
University Of Pennsylvania Philadelphia PA 09/2017 06/2018
Goldman Sachs & Co. Llc Los Angeles CA 07/2018 10/2021
J.P. Morgan Securities Llc Charlotte NC 11/2021 07/2025
Jpmorgan Chase Bank, N.A. Charlotte NC 11/2021 07/2025
Petfolk Charlotte NC 09/2022 Present
American Spirit Ventures, Llc Raleigh NC 02/2024 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington NC 08/2025 Present
  • 08/2016 → 05/2017
    University Of Pennsylvania
    Philadelphia, PA
  • 06/2017 → 08/2017
    Goldman Sachs & Co. Llc
    West Palm Beach, FL
  • 09/2017 → 06/2018
    University Of Pennsylvania
    Philadelphia, PA
  • 07/2018 → 10/2021
    Goldman Sachs & Co. Llc
    Los Angeles, CA
  • 11/2021 → 07/2025
    Charlotte, NC
  • 11/2021 → 07/2025
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
  • 09/2022 → Present
    Petfolk
    Charlotte, NC
  • 02/2024 → Present
    American Spirit Ventures, Llc
    Raleigh, NC
  • 08/2025 → Present
    Wilmington, NC
Previous Registrations
Other Businesses

I*2767268 Entity Type: For Profit Name of OBA: American Spirit Ventures Address:Raleigh North Carolina Investment Related:No Position, Title, Association:Owner Start Date:02/01/2024 No Hours: 1 Weekly No Hours during trading:0 Duties:LLC for my rental property. Manage the property. This is a single member llc. Entity Name: Jeevan ClimateInvestment related: NoAddress: Bethleham, PennsylvaniaNature of the other business: Climate ControlPosition/Title/Relationship: Advisor of another companyStart Date: 01/24/2024Approximate # of hours a week: 0-10Approximate # of hours during securities trading hours: 0Briefly describe your duties: I am serving as an advisor to the company. Company focuses on delivering solutions to solve the climate crisis. No connection to JPMC. Responsibilities have no overlap with my role as an investment manager at JPM. No work will be conducted during trading hours and I estimate between 1-2 hours per week allocated to this role. Entity Name: PetfolkInvestment related: NoAddress: Charlotte, NC Nature of the other business: Pet ServicesPosition/Title/Relationship: Employee/ContractorStart Date: 09/30/2022Approximate # of hours a month: 0-10Approximate # of hours during securities trading hours: 0Briefly describe your duties: Company is a collection of veterinary practices across North Carolina and Florida. I will not have any involvement in the company. There is no connection to JPMC. Entity Name: NOBOTSInvestment related: NoAddress: Wilmington, NC. Nature of the other business: headphone development organizationPosition/Title/Relationship: Owner Start Date: February 10, 2020Approximate # of hours a month: 0 hours allocatedApproximate # of hours during securities trading hours: Less than 2 hours per week allocatedBriefly describe your duties: Duties include managing the affairs of the organization.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-30
S63 Uniform Securities Agent State Law Examination 2018-07-13
  • S65 Uniform Investment Adviser Law Examination
    2023-11-30
  • S63 Uniform Securities Agent State Law Examination
    2018-07-13
Other Names
  • Sidney Loy Gulledge
  • Sidney Gulledge
  • Sidney L Gulledge
  • Sidney Loy Gulledge

View on SEC IAPD

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