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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-06-23
TX RA APPROVED 2021-06-08
  • NV RA
    APPROVED
    Since 2021-06-23
  • TX RA
    APPROVED
    Since 2021-06-08

Branch Locations

Citi Wealth Management, Sales 17400 Brookhurst St. Suite 200, Fountain Valley, CA 92708 • United States

Citi Retail Banking Sales 8701 West Sahara, Las Vegas, NV 89117 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. San Diego CA 08/2016 02/2018
Wells Fargo Clearing Services, Llc Las Vegas NV 05/2018 06/2021
Citigroup Las Vegas NV 06/2021 Present
  • 08/2016 → 02/2018
    Bank Of America, N.A.
    San Diego, CA
  • 05/2018 → 06/2021
    Las Vegas, NV
  • 06/2021 → Present
    Citigroup
    Las Vegas, NV
Previous Registrations
Other Businesses

RENTAL PROPERTY INV RELATED - 464 N Hwy 143 #B307, Brian Head UT 84719 5/20/2022. Title: Owner Duties financial management and service calls 0 hours devoted each month during securities trading hours 5 hours devoted each month outside securities trading hours. ///// Income Property (701) - Las Vegas, NV; Investment-related; Affiliation started on 05/28/2021; Title: Owner: Duties: manage financials and coordinate for repairs; 0 hours devoted each month during securities trading hours; 5 hours devoted each month outside securities trading hours. ///// Income Property (1000) - Las Vegas, NV; Investment-related; Affiliation started on 06/30/2021; Title: Owner; Duties financial management and service calls; 0 hours devoted each month during securities trading hours; 5 hours devoted each month outside securities trading hours. ///// Rental Property - Brian Head, UT; Investment-related; Started: 1/2/2023; Title: Owner; Duties: Scheduling; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours. /////

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-15
  • S66 Uniform Combined State Law Examination
    2016-07-15

View on SEC IAPD

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