Rafael Medeiros Cordaro

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-08-13
IN	RA	APPROVED	2008-12-22

TX RA
APPROVED_RES

Since 2021-08-13
IN RA
APPROVED

Since 2008-12-22

Branch Locations

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fishers	IN	09/2008	Present

09/2008 → Present

Lpl Financial Llc

Fishers, IN

Other Businesses

1. 10/11/2012 - RMC WEALTH MANAGEMENT - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 2. 09/8/2023 - Simplicity Illinois - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - independent insurance agent - Start Date - 02/06/2019 - 1 Hours Per Month/1 Hours During Securities Trading. 3. 08/07/2025 - Financial Independence Group - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:08/08/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-12-19
S63	Uniform Securities Agent State Law Examination	2005-02-08

S65 Uniform Investment Adviser Law Examination

2008-12-19
S63 Uniform Securities Agent State Law Examination

2005-02-08

View on SEC IAPD