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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-10
  • TX RA
    APPROVED
    Since 2021-05-10

Branch Locations

16831 Coit Rd., Dallas, TX 75248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 03/2016 09/2017
Td Ameritrade Southlake TX 08/2017 11/2019
Fisher Investments Plano TX 11/2019 04/2021
J.P. Morgan Securities Llc Dallas TX 05/2021 Present
Jp Morgan Chase Bank, N.A. Dallas TX 05/2021 Present
Td Ameritrade Investment Management, Llc Southlake TX 09/2017 11/2019
Strategic Advisers, Inc. Westlake TX 11/2016 09/2017
  • 03/2016 → 09/2017
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 08/2017 → 11/2019
    Td Ameritrade
    Southlake, TX
  • 11/2019 → 04/2021
    Plano, TX
  • 05/2021 → Present
    Dallas, TX
  • 05/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Dallas, TX
  • 09/2017 → 11/2019
    Td Ameritrade Investment Management, Llc
    Southlake, TX
  • 11/2016 → 09/2017
    Strategic Advisers, Inc.
    Westlake, TX
Previous Registrations
  • 2019-11-19 → 2021-05-05
    Plano, TX
    Plano, TX
  • 2017-09-14 → 2019-11-30
    Td Ameritrade, Inc.
    Southlake, TX
    Plano, TX
  • 2017-09-14 → 2019-11-30
    Td Ameritrade Investment Management, Llc
    Southlake, TX
    Plano, TX
  • 2016-11-17 → 2017-09-07
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-11
S63 Uniform Securities Agent State Law Examination 2016-06-23
  • S66 Uniform Combined State Law Examination
    2016-11-11
  • S63 Uniform Securities Agent State Law Examination
    2016-06-23
Other Names
  • Christopher William Knox
  • Christopher William Knox
  • C.J. Knox

View on SEC IAPD

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