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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 03/2016 | 09/2017 |
| Td Ameritrade | Southlake | TX | 08/2017 | 11/2019 |
| Fisher Investments | Plano | TX | 11/2019 | 04/2021 |
| J.P. Morgan Securities Llc | Dallas | TX | 05/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Dallas | TX | 05/2021 | Present |
| Td Ameritrade Investment Management, Llc | Southlake | TX | 09/2017 | 11/2019 |
| Strategic Advisers, Inc. | Westlake | TX | 11/2016 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-23 |
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