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Daniel Joseph Mccaffrey

Financial Insights Wealth Management

Tacoma, WA

CRD 6629486

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Employer firm

Financial Insights Wealth Management CRD 108797

$747M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Financial Insights Wealth Management

1551 Broadway Suite 600, Tacoma, WA 98402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2016-03-24
  • WA RA
    APPROVED
    Since 2016-03-24

Branch Locations

1551 Broadway Suite 600, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Insights Inc. Tacoma WA 09/2013 Present
  • 09/2013 → Present
    Financial Insights Inc.
    Tacoma, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-22
  • S65 Uniform Investment Adviser Law Examination
    2016-01-22
Other Names
  • Danny Mccaffrey

View on SEC IAPD

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