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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
Branch Locations
301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States
One Bryant Park, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2016 | Present |
| Bank Of America, N.A. | New York | NY | 03/2016 | Present |
I*131023 For profit or not for profit: For-Profit Organization Name of outside business organization: VL Collectibles LLC Investment related: N Address of business: Brooklyn, New York 11229 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 4/28/2020 Number of hours devoted: 25 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Personal business with my Wife Used to sell of personal goods, and collectibles.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-25 |
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