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Froilan Anthony Brittingham

Wells Fargo Clearing Services, LLC

Middletown, DE

Wilmington, DE

Columbia, MD

Millville, DE

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-27
DE RA APPROVED 2017-12-14
  • TX RA
    APPROVED_RES
    Since 2025-02-27
  • DE RA
    APPROVED
    Since 2017-12-14

Branch Locations

310 Dove Run Center Blvd, Middletown, DE 19709 • United States

3215 Old Capitol Trail, Wilmington, DE 19808 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

38011 Town Center Dr, Millville, DE 19967 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Georgetown DE 11/2015 10/2017
Citizens Securities Inc Georgetown DE 11/2015 10/2017
Wells Fargo Bank, Na Dover DE 10/2017 Present
Wells Fargo Clearing Services, Llc Dover DE 10/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-23
S63 Uniform Securities Agent State Law Examination 2016-08-01
  • S65 Uniform Investment Adviser Law Examination
    2017-03-23
  • S63 Uniform Securities Agent State Law Examination
    2016-08-01
Other Names
  • Froilan Brittingham
  • Froilan Anthony Brittingham

View on SEC IAPD

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Other Offices

EDWARD JONES · MIDDLETOWN, DE
GMK CAPITAL LLC · MIDDLETOWN, DE
CENTAURUS FINANCIAL, INC. · Middletown, DE
JANNEY MONTGOMERY SCOTT LLC · Middletown, DE
GOOD LIFE ADVISORS, LLC · MIDDLETOWN, DE
GREAT VALLEY ADVISOR GROUP, LLC · MIddletown, DE
TRUFFLE VENTURES ADVISORS · MIDDLETOWN, DE
EDWARD JONES · MIDDLETOWN, DE

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