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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-11-10 |
| NY | RA | APPROVED | 2022-11-09 |
| TX | RA | APPROVED | 2022-11-09 |
Branch Locations
61 South Paramus Road Suite 360, Paramus, NJ 07652 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 04/2016 | 11/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2016 | 11/2022 |
| Raymond James & Associates, Inc. | Paramus | NJ | 11/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2016 | Present |
(1)Name of Business: Advanced Facialdontics LLC Address: 146 S 4th Street Apt 4K, Brooklyn, NY, 11211, United States Activity Type: Business Owner Position/Title: Officer - Secretary Investment Related: No Start Date: 02/28/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My responsibilities were already disclosed in a separate OBA. This is to update the Intellectual Property was purchased from Advanced Facialdontics LLC by a public company, partially for shares in the public company VIVOS and also a royalty agreement for selling one of Advanced Facialdontics' products. (2)Name of Business: Advanced Facialdontics LLC Address: 146 S 4th Street Apt 6i, Brooklyn, NY, 11211, United States Activity Type: Business Owner Position/Title: Officer - Secretary Investment Related: No Start Date: 11/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sent notice of meetings and take down meeting minutes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-21 |
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