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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-11-10
NY RA APPROVED 2022-11-09
TX RA APPROVED 2022-11-09
  • NJ RA
    APPROVED
    Since 2022-11-10
  • NY RA
    APPROVED
    Since 2022-11-09
  • TX RA
    APPROVED
    Since 2022-11-09

Branch Locations

61 South Paramus Road Suite 360, Paramus, NJ 07652 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 04/2016 11/2022
Morgan Stanley Private Bank, N.A. New York NY 06/2016 11/2022
Raymond James & Associates, Inc. Paramus NJ 11/2022 Present
Morgan Stanley Private Bank, N.A New York NY 06/2016 Present
  • 04/2016 → 11/2022
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 06/2016 → 11/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 11/2022 → Present
    Paramus, NJ
  • 06/2016 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

(1)Name of Business: Advanced Facialdontics LLC Address: 146 S 4th Street Apt 4K, Brooklyn, NY, 11211, United States Activity Type: Business Owner Position/Title: Officer - Secretary Investment Related: No Start Date: 02/28/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My responsibilities were already disclosed in a separate OBA. This is to update the Intellectual Property was purchased from Advanced Facialdontics LLC by a public company, partially for shares in the public company VIVOS and also a royalty agreement for selling one of Advanced Facialdontics' products. (2)Name of Business: Advanced Facialdontics LLC Address: 146 S 4th Street Apt 6i, Brooklyn, NY, 11211, United States Activity Type: Business Owner Position/Title: Officer - Secretary Investment Related: No Start Date: 11/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sent notice of meetings and take down meeting minutes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-21
  • S66 Uniform Combined State Law Examination
    2016-06-21

View on SEC IAPD

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