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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-03-27 |
| TX | RA | APPROVED_RES | 2024-03-27 |
Branch Locations
2000 Meridian Boulevard Suite 290, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Insurance | Knoxville | TN | 11/2015 | 11/2016 |
| Farmers Financial Solutions | Knoxville | TN | 03/2016 | 11/2016 |
| Regions Bank | Knoxville | TN | 11/2016 | 02/2023 |
| Cetera Investment Services Llc | St. Cloud | MN | 05/2018 | 02/2023 |
| Cetera Investment Advisers Llc | Knoxville | TN | 02/2022 | 02/2023 |
| Jackson National Life Distributors, Llc | Franklin | TN | 02/2023 | 03/2024 |
| Morgan Stanley | Franklin | TN | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-04 |
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