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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-14 |
| RI | RA | APPROVED | 2018-03-13 |
Branch Locations
1604 E Main St, Spartanburg, SC 29307 • United States
3400 Pawtucket Ave Central Business Review Unit, Riverside, RI 02915 • United States
Foxboro, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 11/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-20 |
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