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Current Employers
Carroll Advisory Group

4203 Richmond Place, Texarkana, TX 75503 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-13
  • TX RA
    APPROVED
    Since 2025-10-13

Branch Locations

4203 Richmond Place, Texarkana, TX 75503 • United States

Emmitsburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Frederick MD 03/2016 03/2021
Thrivent Advisor Network, Llc Gettysburg PA 03/2021 10/2025
Thrivent Investment Management Inc Minneapolis MN 07/2024 10/2025
Carroll Advisory Group Texarkana TX 10/2025 Present
Previous Registrations
Other Businesses

Salisbury University; Not investment related; 1101 Camden Avenue Salisbury, Maryland, 21801; Financial Planning Advisory Council; Participant; volunteer; January 1, 2023; 1; 1; I am part of a panel that helps with building up the finance major. CBMC; Not investment related; 5746 Marlin Rd, 602 Chattanooga, Tennessee, 37411; Religious organization; Volunteer; Area leadership team; October 10, 2024; 6; 0; I am a member of the Area Leadership Team which helps facilitate and encourage the growth of CBMC in the central PA area. Ringgold Church; Not investment related; 14420 Bardoll Road Hagerstown, Maryland, 21742; Religious organization; Volunteer; Elder (in training); January 1, 2025; 10-20; 0; As a member of the elder board we handles decisions related to church administration, programming, and staff accountability.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-18
S66 Uniform Combined State Law Examination 2017-04-24
  • S63 Uniform Securities Agent State Law Examination
    2024-10-18
  • S66 Uniform Combined State Law Examination
    2017-04-24
Designations

View on SEC IAPD

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