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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-04 |
| FL | RA | APPROVED | 2018-04-16 |
Branch Locations
5321 Memorial Hwy, Tampa, FL 33634 • United States
Tampa, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services | Cincinnati | OH | 05/2016 | 02/2018 |
| Western Southern Life | Tampa | FL | 02/2016 | 02/2018 |
| Massachusetts Mutual Life Insurance Company | Tampa | FL | 01/2018 | Present |
| Mml Investors Services, Llc | Tampa | FL | 03/2018 | Present |
NAME: KENNETH SPERONI INV REL: Y ADD: 5321 MEMORIAL HWY TAMPA, FL 33634 NATURE: OUTSIDE INSURANCE SALES - COMPENSATION IS COMMISSION BASED POSITION: DIRECTOR OF WORKSITE BENEFITS START DATE: 08/01/2022 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: PROVIDING GROUP LIFE AND DISABILITY PLANS NOT ACCESSIBLE THROUGH MMLIA AS A BROKER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-22 |
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