Best Investors Account Sign in
Current Employers
Compass Financial Advisory Services, Llc

880 Airport Road, Suite 112A, Ormond Beach, FL 32174 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-14
GA RA APPROVED 2022-02-15
  • TX RA
    APPROVED_RES
    Since 2023-12-14
  • GA RA
    APPROVED
    Since 2022-02-15

Branch Locations

210 Oak Hollow Ct., White Georgia, GA 30184 • United States

880 Airport Road, Suite 112A, Ormond Beach, FL 32174 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Jonesboro AR 05/2015 07/2018
Blue Duck Wealth Management Roswell GA 01/2017 04/2017
Questar Asset Management Minneapolis MN 05/2017 08/2017
Questar Capital Corporation Minneapolis MN 08/2017 09/2018
Questar Asset Management Minneapolis MN 09/2018 03/2019
Woodbury Financial Services, Inc. Oakdale MN 03/2019 02/2020
Brokers International Financial Services Urbandale IA 02/2020 02/2022
Compass Financial Management Group, Inc. Ormond Beach FL 02/2022 Present
  • 05/2015 → 07/2018
    Independent
    Jonesboro, AR
  • 01/2017 → 04/2017
    Blue Duck Wealth Management
    Roswell, GA
  • 05/2017 → 08/2017
    Questar Asset Management
    Minneapolis, MN
  • 08/2017 → 09/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 09/2018 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 02/2020
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 02/2020 → 02/2022
    Brokers International Financial Services
    Urbandale, IA
  • 02/2022 → Present
    Compass Financial Management Group, Inc.
    Ormond Beach, FL
Previous Registrations
  • 2020-03-30 → 2022-02-04
    White, GA
    Urbandale, IA
  • 2019-03-01 → 2019-06-24
    Woodbury Financial Services, Inc.
    Atlanta, GA
    Oakdale, MN
  • 2018-09-11 → 2019-03-01
    Questar Asset Management, Inc.
    Atlanta, GA
    Minneapolis, MN
  • 2017-05-10 → 2017-12-18
    Questar Asset Management, Inc.
    Atlanta, GA
    Minneapolis, MN
  • 2017-02-01 → 2017-05-10
    Blue Duck Wealth Management
    Roswell, GA
  • 2010-01-01 → 2015-06-15
    Little Rock, AR
  • 2006-03-06 → 2006-10-16
    Morgan Stanley Dw Inc.
    Jonesboro, AR
    Nashville, TN
Other Businesses

1.Divorce Sense; not securities related; 200 Summit Blvd, Ste. 950, Atlanta, GA 30313; work with divorcing couples; divorce consultant; Started 1/1/2017; 20 hours per month, 15 during trading hours; organize documents and create marital balance sheet and post-divorce budget for divorce cases. 2.Compass Financial; not securities related; 880 Airport Road, #112A, Ormond Beach, FL 32174; fixed index annuity sales; agent; started 1/1/2019; 40 hours per month, 20 during trading hours; sales and service of fixed insurance products. 3. Insurance sales; Not investment related; 125 Townpark Dr., Ste. 300, Kennesaw, GA 30144; insurance agent; started 9/1/17; 15 hours per month; 10 during securities hours; sales of insurance products. 4. Providence Financial Planning LLC/ DBA; Securities related; 125 Townpark Dr., Ste. 300, Kennesaw, GA 30144; Managing partner/Financial Coach; Financial Planning and investments; started 3/8/20; 150 hours per month, 150 during trading hours; creating financial plans and implementing them with investments offered through BIFS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-29
S66 Uniform Combined State Law Examination 2006-03-03
  • S65 Uniform Investment Adviser Law Examination
    2009-12-29
  • S66 Uniform Combined State Law Examination
    2006-03-03
Designations
Other Names
  • Lauren Rose Appleby
  • Lauren Segers
  • Lauren Rose Betts

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in White Georgia, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor