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880 Airport Road, Suite 112A, Ormond Beach, FL 32174 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-14 |
| GA | RA | APPROVED | 2022-02-15 |
Branch Locations
210 Oak Hollow Ct., White Georgia, GA 30184 • United States
880 Airport Road, Suite 112A, Ormond Beach, FL 32174 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent | Jonesboro | AR | 05/2015 | 07/2018 |
| Blue Duck Wealth Management | Roswell | GA | 01/2017 | 04/2017 |
| Questar Asset Management | Minneapolis | MN | 05/2017 | 08/2017 |
| Questar Capital Corporation | Minneapolis | MN | 08/2017 | 09/2018 |
| Questar Asset Management | Minneapolis | MN | 09/2018 | 03/2019 |
| Woodbury Financial Services, Inc. | Oakdale | MN | 03/2019 | 02/2020 |
| Brokers International Financial Services | Urbandale | IA | 02/2020 | 02/2022 |
| Compass Financial Management Group, Inc. | Ormond Beach | FL | 02/2022 | Present |
1.Divorce Sense; not securities related; 200 Summit Blvd, Ste. 950, Atlanta, GA 30313; work with divorcing couples; divorce consultant; Started 1/1/2017; 20 hours per month, 15 during trading hours; organize documents and create marital balance sheet and post-divorce budget for divorce cases. 2.Compass Financial; not securities related; 880 Airport Road, #112A, Ormond Beach, FL 32174; fixed index annuity sales; agent; started 1/1/2019; 40 hours per month, 20 during trading hours; sales and service of fixed insurance products. 3. Insurance sales; Not investment related; 125 Townpark Dr., Ste. 300, Kennesaw, GA 30144; insurance agent; started 9/1/17; 15 hours per month; 10 during securities hours; sales of insurance products. 4. Providence Financial Planning LLC/ DBA; Securities related; 125 Townpark Dr., Ste. 300, Kennesaw, GA 30144; Managing partner/Financial Coach; Financial Planning and investments; started 3/8/20; 150 hours per month, 150 during trading hours; creating financial plans and implementing them with investments offered through BIFS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-29 |
| S66 | Uniform Combined State Law Examination | 2006-03-03 |
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