Lauren Rose Tanksley

Employer firm

Compass Financial Advisory Services, LLC CRD 316843

$527M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 07/2018
  Independent
  Jonesboro, AR
• 01/2017 → 04/2017
  Blue Duck Wealth Management
  Roswell, GA
• 05/2017 → 08/2017
  Questar Asset Management
  Minneapolis, MN
• 08/2017 → 09/2018
  Questar Capital Corporation
  Minneapolis, MN
• 09/2018 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 02/2020
  Woodbury Financial Services, Inc.
  Oakdale, MN
• 02/2020 → 02/2022
  Brokers International Financial Services
  Urbandale, IA
• 02/2022 → Present
  Compass Financial Management Group, Inc.
  Ormond Beach, FL

Previous Registrations

• 2020-03-30 → 2022-02-04
  Integrity Alliance, Llc.
  White, GA
  Urbandale, IA
• 2019-03-01 → 2019-06-24
  Woodbury Financial Services, Inc.
  Atlanta, GA
  Oakdale, MN
• 2018-09-11 → 2019-03-01
  Questar Asset Management, Inc.
  Atlanta, GA
  Minneapolis, MN
• 2017-05-10 → 2017-12-18
  Questar Asset Management, Inc.
  Atlanta, GA
  Minneapolis, MN
• 2017-02-01 → 2017-05-10
  Blue Duck Wealth Management
  Roswell, GA
• 2010-01-01 → 2015-06-15
  Ethos Capital Group, Llc
  Little Rock, AR
• 2006-03-06 → 2006-10-16
  Morgan Stanley Dw Inc.
  Jonesboro, AR
  Nashville, TN

Other Businesses

1.Divorce Sense; not securities related; 200 Summit Blvd, Ste. 950, Atlanta, GA 30313; work with divorcing couples; divorce consultant; Started 1/1/2017; 20 hours per month, 15 during trading hours; organize documents and create marital balance sheet and post-divorce budget for divorce cases. 2.Compass Financial; not securities related; 880 Airport Road, #112A, Ormond Beach, FL 32174; fixed index annuity sales; agent; started 1/1/2019; 40 hours per month, 20 during trading hours; sales and service of fixed insurance products. 3. Insurance sales; Not investment related; 125 Townpark Dr., Ste. 300, Kennesaw, GA 30144; insurance agent; started 9/1/17; 15 hours per month; 10 during securities hours; sales of insurance products. 4. Providence Financial Planning LLC/ DBA; Securities related; 125 Townpark Dr., Ste. 300, Kennesaw, GA 30144; Managing partner/Financial Coach; Financial Planning and investments; started 3/8/20; 150 hours per month, 150 during trading hours; creating financial plans and implementing them with investments offered through BIFS

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-29
• S66 Uniform Combined State Law Examination
  2006-03-03

Designations

• Certified Financial Planner

Other Names

• Lauren Rose Appleby
• Lauren Segers
• Lauren Rose Betts