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Katherine A Kelly

Mai Capital Management, LLC

Cleveland, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-03-01
  • OH RA
    APPROVED
    Since 2023-03-01

Branch Locations

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Applied Financial Concepts, Inc. Richfield OH 09/2016 12/2019
Valmark Securities, Inc. Akron OH 03/2017 12/2019
Mai Capital Management Cleveland OH 12/2019 Present
  • 09/2016 → 12/2019
    Applied Financial Concepts, Inc.
    Richfield, OH
  • 03/2017 → 12/2019
    Valmark Securities, Inc.
    Akron, OH
  • 12/2019 → Present
    Mai Capital Management
    Cleveland, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-23
  • S65 Uniform Investment Adviser Law Examination
    2023-02-23
Other Names
  • Katie Alice Kelly

View on SEC IAPD

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