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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-18
IL RA APPROVED 2016-06-17
  • TX RA
    APPROVED
    Since 2016-08-18
  • IL RA
    APPROVED
    Since 2016-06-17

Branch Locations

21805 W Field Pkwy, Deer Park, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Deer Park IL 03/2016 Present
Aircraft Traning Services, Llc Buffalo Grove IL 01/2007 10/2019
Bank Of America, N.A. Deer Park IL 05/2016 Present
Other Businesses

I*2172291 Entity Type: Charitable, Name of OBA: Hope Lutheran Church, Address: Long Grove , Illinois, 60047, Investment Related: No, Position, Title, Association: Board Member, Employee State Date: 01/26/2025, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Member of Board of Trustees. The Board is responsible for the management, care & maintenance of the physical property of the congregation. I*2177291, Entity Type: Charitable, Name of OBA: Hope Lutheran Church, Address: Long Grove, Illinois, 60047, Investment Related: No, Position, Title, Association: Committee, Employee State Date: 02/05/2025, No Hours: 16 Yearly, No Hours during Trading: 0 Yearly, Duties: Mutual ministry committee member. The mutual ministry committee's purpose is to support the pastor and the mutual ministry of the church. I*2468344, Entity Type: , Name of OBA: C R Edge Account - (REDACTED), Address: Hawthorn Woods, Illinois, 60047, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 05/14/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2485278, Entity Type: Fiduciary role Name of OBA: MR C R POA Address: Hawthorn Woods, Illinois, 60047, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 05/14/2025, No Hours: 0 No Hours during Trading: 0 Duties: Power of Attorney/Child/GrandchildI*489012, Entity Type: Fiduciary role Name of OBA: POA Spouse - L G Address: Hawthorn Woods Illinois 60047 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/03/2009 No Hours: 0 No Hours during trading: 0 Duties: Power of Attorney/Spouse I*2468344Entity Type: Fiduciary role Name of OBA: C R POAAddress: Hawthorn Woods, Illinois, 60047Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 05/14/2025Number of Hours: 0Number of Hours during trading: 0Duties: Power of Attorney/ Child/Grandchild I*893338, Entity Type: , Name of OBA: L G, Address: Hawthorn Woods, Illinois, 60047, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 06/14/2018, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-16
  • S66 Uniform Combined State Law Examination
    2016-06-16
Other Names
  • Aaron Roehl

View on SEC IAPD

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