Christine Mary Scott

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 05/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, PA
• 12/2002 → Present
  Acac
  West Chester, PA
• 06/2016 → 05/2017
  Bank Of America, N.A.
  Wayne, PA
• 05/2017 → 09/2019
  Securian Financial Services, Inc.
  St. Paul, MN
• 05/2017 → 09/2019
  Minnesota Life Insurance Co.
  St. Paul, MN
• 05/2017 → 01/2021
  Legacy Planning Partners
  West Chester, PA
• 05/2017 → 09/2019
  East Coast Advisory
  West Chester, PA
• 10/2019 → 01/2021
  Commonwealth Financial Network
  Waltham, MA
• 01/2021 → 08/2024
  Triad Advisors
  Norcross, GA
• 01/2021 → 05/2025
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → 05/2025
  Osaic Wealth, Inc.
  West Chester, PA
• 05/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2021-01-20 → 2025-05-07
  Osaic Advisory Services, Llc
  Atlanta, GA
  West Chester, PA
• 2019-10-01 → 2021-01-20
  Commonwealth Financial Network
  West Chester, PA
• 2017-05-12 → 2019-10-07
  Securian Financial Services, Inc.
  West Chester, PA
• 2016-06-23 → 2017-05-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, PA

Other Businesses

1. INSURANCE, 1595 Paoli pk, suite 200, West Chester PA 19380, United States, 05/05/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 15 HR/MO - 15 HR/MO TRADING 2. ACAC, 1130 McDermott Dr, West Chester PA 19380, United States, 05/05/2025, W2 Employee, NIR, 12 HR/MO - 0 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 05/2025

Exams

• S66 Uniform Combined State Law Examination
  2016-06-22

Other Names

• Christine M Scott