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Joshwin A Clervoix

Wells Fargo Clearing Services, LLC

Hillsborough, NJ

Short Hills, NJ

CRD 6628024

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-10-29
  • NJ RA
    APPROVED
    Since 2021-10-29

Branch Locations

649 Us Hwy 206, Hillsborough, NJ 08844 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New Brunswick NJ 03/2016 11/2016
Wells Fargo Bank, Na New Brunswick NJ 01/2015 06/2019
Wells Fargo Clearing Services, Llc New Brunswick NJ 11/2016 06/2019
Hsbc Securities (Usa) Inc. Edison NJ 06/2019 Present
Hsbc Bank Usa, N.A. Edison NJ 06/2019 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors Llc
    New Brunswick, NJ
  • 01/2015 → 06/2019
    Wells Fargo Bank, Na
    New Brunswick, NJ
  • 11/2016 → 06/2019
    Wells Fargo Clearing Services, Llc
    New Brunswick, NJ
  • 06/2019 → Present
    Hsbc Securities (Usa) Inc.
    Edison, NJ
  • 06/2019 → Present
    Hsbc Bank Usa, N.A.
    Edison, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
S63 Uniform Securities Agent State Law Examination 2016-10-20
  • S66 Uniform Combined State Law Examination
    2021-10-29
  • S63 Uniform Securities Agent State Law Examination
    2016-10-20
Other Names
  • Joshwin Clervoix
  • Joshwin Anthony Clervoix

View on SEC IAPD

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