Hans Tristan Heath

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 10/2016
  E*Trade Securities Llc
  Sandy, UT
• 10/2016 → 02/2018
  Massmutual Life Insurance Company
  Salt Lake City, UT
• 11/2016 → 02/2018
  Mml Investors Services
  Salt Lake City, UT
• 02/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-11-15 → 2017-12-22
  Mml Investors Services, Llc
  Lehi, UT

Other Businesses

1) HANS HEATH, 1212 Singleton Blvd, #2091, Dallas TX 75212, United States, 11/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 60 HR/MO, 20 HR/MO TRADING. 2) BUSINESS CONSULTING, 5000 EDENBOURGH LN, AUSTIN, TX, 01/2018, CONSULTANT/OWNER, INV REL, 4 HR/MO, 0 HR/MO TRADING. 3) HANS HEATH, 1212 Singleton Blvd, #2091, Dallas TX 75212, United States, 03/2014, MUSIC INSTRUCTOR/PERFORMER, NIR, 8 HR/MO, 0 HR/MO TRADING. 4) COLDSWEEP, 3612 QUAIL POINT RD, MOUNTAIN GREEN, UT, INDEPENDENT CONTRACTOR, NIR, 0 HR/MO, 0 HR/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6) HANS HEATH, 1212 Singleton Blvd, #2091, Dallas TX 75212, United States, 09/2019, AGENT, BENEFITS & FINANCIAL EDUCATION SERVICES, NIR, 1 HR/MO, 0 HR/MO TRADING. 7) H&T CAPITAL ADVISOR GROUP, 1212 Singleton Blvd, #2091, Dallas TX 75212, United States, 12/2017, OWNER, DBA, NIR, 5 HR/MO, 0 HR/MO TRADING. 8) PRAXIS CONSULTING AND FINANCIAL SERVICES DBA LGBT FINANCIAL, 1212 Singleton Blvd, #2091, Dallas TX 75212, United States, 12/2022, OWNER, Referrals, NIR, 10 HR/MO, 0 HR/MO TRADING. 9) GENERIC.FINANCIAL, 1212 Singleton Blvd, #2091, Dallas TX 75212, United States, 02/2024, OWNER, DBA, INV REL, 10 HR/MO, 0 HR/MO TRADING. 10) ALEX ALBEDO, 1212 Singleton Blvd, #2091, Dallas TX 75212, United States, 02/2024, ACTOR/AUTHOUR/ARTIST, Coaching/Consulting, NIR, 2 HR/MO, 0 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-06
• S63 Uniform Securities Agent State Law Examination
  2016-05-09