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Dex E. Norman

J.P. Morgan Securities LLC

Coppell, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-21
  • TX RA
    APPROVED
    Since 2019-06-21

Branch Locations

616 North Denton Tap Road, Coppell, TX 75019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Fort Worth TX 03/2016 06/2019
Jpmorgan Securities Llc Irving TX 06/2019 Present
Jp Morgan Securities, Llc Irving TX 06/2019 Present
Td Ameritrade Investment Management, Llc Fort Worth TX 11/2016 06/2019
  • 03/2016 → 06/2019
    Td Ameritrade, Inc.
    Fort Worth, TX
  • 06/2019 → Present
    Jpmorgan Securities Llc
    Irving, TX
  • 06/2019 → Present
    Jp Morgan Securities, Llc
    Irving, TX
  • 11/2016 → 06/2019
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Previous Registrations
  • 2016-11-09 → 2019-06-25
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
  • 2016-11-09 → 2019-06-25
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-08
S63 Uniform Securities Agent State Law Examination 2016-05-09
  • S66 Uniform Combined State Law Examination
    2016-11-08
  • S63 Uniform Securities Agent State Law Examination
    2016-05-09
Designations
Other Names
  • Dex Edward Norman

View on SEC IAPD

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Other Investors

ROBERT SCOTT MAXWELL
DEWAYNE RAY NELSON
CHEREE RAY BURNETTE
THOMAS RUDOLF PHILIPP
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KARL EDGAR COLE
JAMES PATRICK GONZALES
JOHN CHRISTIAN GESEK

Other Offices

COLLECTIVE WEALTH ADVISORS LLC · COPPELL, TX
GENEOS WEALTH MANAGEMENT, INC. · COPPELL, TX
INDEPENDENT FINANCIAL GROUP, LLC · COPPELL, TX
OPTIMUS CAPITAL ADVISORS, LLC · COPPELL, TX
MAIN STREET RETIREMENT PLANNING, LLC · COPPELL, TX
RANCHWOOD CAPITAL MANAGEMENT · COPPELL, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Coppell, TX
VARSITY FINANCIAL GROUP LLC · COPPELL, TX

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