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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-01-18 |
Branch Locations
9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Greenwood Village | CO | 03/2016 | Present |
| World Financial Group, Inc. | Greenwood Village | CO | 02/2015 | Present |
| Mark J Frank, Self-Employed Consultant | Highlands Ranch | CO | 01/2013 | Present |
| Veridaas Corporation | Denver | CO | 05/2017 | 11/2024 |
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Mark J Frank, self-employed consultant/Investment Related - No/10386 Crystal Peak Way, Highlands Ranch, CO 80129; 303-717-2266/Provide consulting in the areas of project management, information technology, remote sensing, and general management./Founder/Consultant/01.2013/5/0/Provide consulting duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-04 |
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