Steven Michael Goodman

4014 Oleander Dr. Suite 103, Wilmington, NC 28403 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-09-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2017	08/2017
First National Valuations	Cleveland	OH	08/2009	03/2017
Cetera Financial Specialists Llc	Schaumburg	IL	03/2019	10/2020
Vulcan Construction Co.	Cornelius	NC	11/2018	07/2020
Cetera Investment Advisers Llc	Schaumburg	IL	03/2019	10/2020
Haviland Aldridge	Cornelius	NC	08/2017	11/2018
Allstate Insurance Company	Huntersville	NC	11/2020	06/2021
Fidelity Investments	Charlotte	NC	06/2021	03/2022
Coppell Advisory Solutions, Llc Dba Fusion Capital Management	Belmont	NC	08/2022	08/2023
Belmont Capital Advisors	Belmont	NC	06/2022	08/2023
Alphastar Capital Management, Llc	Cornelius	NC	10/2023	02/2024
Haviland Aldridge Financial	Greensboro	NC	08/2023	09/2025
Dempsey Lord Smith, Llc	Rome	GA	02/2024	12/2024
Corecap Advisors, Llc	Southfield	MI	04/2025	09/2025
Dominion Wealth Management, Llc	Wilmington	NC	09/2025	Present

03/2017 → 08/2017

Edward Jones

St Louis, MO
08/2009 → 03/2017

First National Valuations

Cleveland, OH
03/2019 → 10/2020

Cetera Financial Specialists Llc

Schaumburg, IL
11/2018 → 07/2020

Vulcan Construction Co.

Cornelius, NC
03/2019 → 10/2020

Cetera Investment Advisers Llc

Schaumburg, IL
08/2017 → 11/2018

Haviland Aldridge

Cornelius, NC
11/2020 → 06/2021

Allstate Insurance Company

Huntersville, NC
06/2021 → 03/2022

Fidelity Investments

Charlotte, NC
08/2022 → 08/2023

Coppell Advisory Solutions, Llc Dba Fusion Capital Management

Belmont, NC
06/2022 → 08/2023

Belmont Capital Advisors

Belmont, NC
10/2023 → 02/2024

Alphastar Capital Management, Llc

Cornelius, NC
08/2023 → 09/2025

Haviland Aldridge Financial

Greensboro, NC
02/2024 → 12/2024

Dempsey Lord Smith, Llc

Rome, GA
04/2025 → 09/2025

Corecap Advisors, Llc

Southfield, MI
09/2025 → Present

Dominion Wealth Management, Llc

Wilmington, NC

2025-04-16 → 2026-02-19

Corecap Advisors

Greensboro, NC

Southfield, MI
2024-02-12 → 2024-12-23

Dempsey Lord Smith, Llc

Rome, GA

Rome, GA

Rome, GA

Greensboro, NC
2023-10-24 → 2024-02-19

Alphastar Capital Management

Cornelius, NC

Cornelius, NC
2022-08-01 → 2023-08-30

Coppell Advisory Solutions Llc

Belmont, NC

Dallas, TX
2021-08-10 → 2022-03-22

Fidelity Personal And Workplace Advisors

Cornelius, NC
2019-03-26 → 2020-04-14

Cetera Investment Advisers Llc

Cornelius, NC

Insurance Licensed Life and Health

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-16

Other Firms