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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-15 |
| TX | RA | APPROVED | 2018-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Fort Worth | TX | 03/2016 | Present |
Name of Business: ACX./ Address: 1 Washington Park, 16th Floor NewarkNew Jersey United States 07102./ Investment Related: No./ Nature: online audiobook rights marketplace, audiobook production platform and online sales system./ Duty: Narration and production of audiobooks./ Start Date: 5/3/2023./ Hours Devoted: No./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-01 |
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