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Daniel Alexander Ward

Oak City Investment Consulting

Wake Forest, NC

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Current Employers
Oak City Investment Consulting

9733 Fonville Rd, Wake Forest, NC 27587 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-04-11
  • NC RA
    APPROVED
    Since 2018-04-11

Branch Locations

9733 Fonville Rd, Wake Forest, NC 27587 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Bank Raleigh NC 06/2006 11/2016
First Citizens Investor Services Raleigh NC 03/2016 11/2016
First Citizens Investor Services Raleigh NC 12/2016 03/2018
First Citizens Bank Raleigh NC 12/2016 03/2018
Oak City Consulting Llc Raleigh NC 04/2018 Present
  • 06/2006 → 11/2016
    First Citizens Bank
    Raleigh, NC
  • 03/2016 → 11/2016
    First Citizens Investor Services
    Raleigh, NC
  • 12/2016 → 03/2018
    First Citizens Investor Services
    Raleigh, NC
  • 12/2016 → 03/2018
    First Citizens Bank
    Raleigh, NC
  • 04/2018 → Present
    Oak City Consulting Llc
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-11
S63 Uniform Securities Agent State Law Examination 2016-04-22
  • S65 Uniform Investment Adviser Law Examination
    2018-04-11
  • S63 Uniform Securities Agent State Law Examination
    2016-04-22
Other Names
  • Daniel Ward

View on SEC IAPD

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Other Investors

Blair Cashion Griffin
Catherine Marlow Easop
LAUREN CLARK TYNDALL
David Joseph Brunswick
DAVID J BRUNSWICK
CHRISTOPHER CONNOR ROLF
Gregory Dean Daniels
William C Gass

Other Offices

EDWARD JONES · Wake Forest, NC
G. A. REPPLE & COMPANY · WAKE FOREST, NC
ALTRIUS CAPITAL MANAGEMENT, INC. · WAKE FOREST, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Wake Forest, NC
EDWARD JONES · WAKE FOREST, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAKE FOREST, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wake Forest, NC
MOLOKAI INVESTMENT MANAGEMENT, LLC · WAKE FOREST, NC

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