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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-27 |
| AL | RA | APPROVED | 2019-11-13 |
Branch Locations
740 Shades Creek Parkway, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Hueytown | AL | 03/2016 | 11/2016 |
| Wells Fargo Bank | Birmingham | AL | 08/2015 | 11/2019 |
| Wells Fargo Clearing Services, Llc | Hueytown | AL | 11/2016 | 11/2019 |
| Morgan Stanley Smith Barney Llc | Birmingham | AL | 11/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2019 | Present |
*384597 - Chicby Cherice; Investment related No; Makeup artistry; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2018; Bridal and special occassion makeup *654779- Custom Fundraising Solutions; Investment related: No; Birmingham, Alabama; Retail/Online Stores; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 0; After business hours: 15; Customer Service:Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-10 |
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