Ernesto Ivan Rodriguez

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 08/2018
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 04/2016 → 12/2016
  Randstad
  Atlanta, GA
• 08/2018 → 11/2019
  Bancwest Investment Services
  Tempe, AZ
• 08/2018 → 11/2019
  Bank Of The West
  Tempe, AZ
• 12/2019 → 01/2023
  Fisher Investments
  Plano, TX
• 01/2023 → 07/2023
  Bank Of The West
  Tempe, AZ
• 01/2023 → 07/2023
  Bancwest Investment Services, Inc.
  Tempe, AZ
• 07/2023 → 03/2025
  Lpl Financial Llc
  Tempe, AZ
• 03/2025 → 11/2025
  Morgan Stanley
  Gilbert, AZ
• 01/2026 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2025-03-25 → 2025-11-17
  Morgan Stanley
  Gilbert, AZ
• 2023-07-19 → 2025-03-19
  Lpl Financial Llc
  Tempe, AZ
  San Luis, AZ
• 2023-02-10 → 2023-07-19
  Bancwest Investment Services, Inc.
  Omaha, NE
  Tempe, AZ
• 2019-12-11 → 2023-01-02
  Fisher Investments
  Plano, TX
  Plano, TX
• 2018-09-21 → 2019-11-08
  Bancwest Investment Services, Inc.
  Tempe, AZ

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-03-06
• S66 Uniform Combined State Law Examination
  2018-09-20

Other Names

• Ernesto Ivan Rodriguez Solis