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Current Employers
American Independent Securities Group, Llc

664 S Rivershore Lane Ste 150, Eagle, ID 83616 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-01-08
HI RA APPROVED 2016-09-22
  • PR RA
    APPROVED
    Since 2026-01-08
  • HI RA
    APPROVED
    Since 2016-09-22

Branch Locations

664 S Rivershore Lane Suite 150, Eagle, ID 83616 • USA

664 S Rivershore Lane Ste 150, Eagle, ID 83616 • United States

615 Piikoi St #1509, Honolulu, HI 96814 • United States

Henderson, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
National Planning Corporation Honolulu HI 02/2010 09/2016
American Independent Securities Group Eagle ID 09/2016 Present
Colorado Financial Service Corporation Honolulu HI 02/2023 Present
  • 02/2010 → 09/2016
    National Planning Corporation
    Honolulu, HI
  • 09/2016 → Present
    American Independent Securities Group
    Eagle, ID
  • 02/2023 → Present
    Colorado Financial Service Corporation
    Honolulu, HI
Previous Registrations
  • 2010-02-16 → 2016-09-06
    National Planning Corporation
    Honolulu, HI
  • 2009-02-27 → 2010-12-31
    Wealth And Income Strategies
    Honolulu, HI
  • 2008-01-07 → 2008-12-11
    Honolulu, HI
  • 2005-06-07 → 2005-08-31
    Honolulu, HI
Other Businesses

1.PAMELA K. MAH LLC, 615 Piikoi St. #1509 Honolulu, HI 96814, Rental and office equipment lease, less than 10 HOURS TOTAL, 0 DURING TRADING HOURS. Compensated by negotiated rental agreement. 2.PAMELA K. MAH LLC, 615 Piikoi St. #1509 Honolulu, HI 96814, Notary services, less than 10 HOURS TOTAL, 0 DURING TRADING HOURS, Compensated by flat fee per notary. 3.Comprehensive Financial Strategies. 615 Piikoi St. #1509 Honolulu, HI 96814. Consulting Services. Shareholder, Independent Contractor. Independent Insurance Agency, Life, Health, DI, LTC, P&C. 10 hrs/week, not during securities trading hours. Not investment related. -- Insurance start date 1/15/2012 now under this DBA 4.Comprehensive Tax Strategies. 615 Piikoi St. #1509 Honolulu, HI 96814. Not investment related. Owner of tax practice. Start 3/2021 1 hr/week, 0 during trading hours. 5. Investment Advisory/Consulting; investment-related; 615 Piikoi St. #1509 Honolulu, HI 96814; Investment Advisor & Consultant with American Independent Securities Group; 40+hrs per week; providing Financial Advisory Variable and Fixed Indexed Insurance Policies through American Independent Securities Group. DBA MBA. from University of Hawaii AEPÃ,®. Accredited Estate PlannersÃ,® AFIÃ,®. from FI360 MRFC. Master Registered Financial Consultant CLUÃ,®. from the American College SCPM. Stanford Certified Project Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-05
  • S66 Uniform Combined State Law Examination
    2008-01-05
Designations

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