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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-09-14
  • MI RA
    APPROVED
    Since 2020-09-14

Branch Locations

794 Pine St. Ste. 210-5, Muskegon, MI 49442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Norton Shores MI 06/2008 07/2017
West Shore Bank Ludington MI 07/2017 09/2020
Cetera Investment Servces Llc St. Cloud MN 07/2017 09/2020
Cetera Investment Advisers Llc Ludington MI 07/2017 09/2020
Cambridge Investment Research, Inc. Fairfield IA 09/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2020 Present
  • 06/2008 → 07/2017
    Fifth Third Securities
    Norton Shores, MI
  • 07/2017 → 09/2020
    West Shore Bank
    Ludington, MI
  • 07/2017 → 09/2020
    Cetera Investment Servces Llc
    St. Cloud, MN
  • 07/2017 → 09/2020
    Ludington, MI
  • 09/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2020 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) MARK P HARRIE, 794 PINE STREET, STE 220-I, MUSKEGON, MI, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 09/2020, INV REL, 10/WK 10/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING, 09/2020 3) PINEBROOK PARK HOMEOWNERS ASSOCIATION, MONTAGUE MI 49437, 01/2024, PRESIDENT, HOA, NIR, 0 HR/MO 0 HR/MO TRADING 4) ACCESSION FINANCIAL GROUP, Muskegon MI 49442, United States, 09/14/2020, IAR, DBA Name, INV REL, 160 HR/MO 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-27
  • S66 Uniform Combined State Law Examination
    2005-01-27
Other Names
  • Mark P Harrie

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