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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-06
  • IL RA
    APPROVED
    Since 2025-01-06

Branch Locations

4200 Cantera Drive Suite 221, Warrenville, IL 60555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F. Edwards & Company, Inc. Wheaton IL 06/2016 03/2019
Woodbury Financial Services, Inc. Warrenville IL 03/2019 02/2020
Fidelity Brokerage Services Llc Geneva IL 03/2020 01/2025
Raymond James Financial Services, Inc. Warrenville IL 01/2025 Present
Raymond James Financial Services Advisors, Inc. Warrenville IL 01/2025 Present
Fidelity Personal And Workplace Advisors Geneva IN 03/2020 01/2025
Legacy Wealth Advisors Warrenville IL 01/2025 Present
  • 06/2016 → 03/2019
    Wheaton, IL
  • 03/2019 → 02/2020
    Woodbury Financial Services, Inc.
    Warrenville, IL
  • 03/2020 → 01/2025
    Fidelity Brokerage Services Llc
    Geneva, IL
  • 01/2025 → Present
    Raymond James Financial Services, Inc.
    Warrenville, IL
  • 01/2025 → Present
    Warrenville, IL
  • 03/2020 → 01/2025
    Fidelity Personal And Workplace Advisors
    Geneva, IN
  • 01/2025 → Present
    Legacy Wealth Advisors
    Warrenville, IL
Previous Registrations
  • 2020-04-07 → 2025-01-16
    Fidelity Personal And Workplace Advisors
    Geneva, IL
  • 2019-03-04 → 2020-02-18
    Woodbury Financial Services, Inc.
    Warrenville, IL
  • 2016-09-06 → 2019-03-05
    Wheaton, IL
Other Businesses

(1) Legacy Wealth Advisors. 4200 Cantera Dr Ste 221, Warrenville, IL. Support Company Non-Owner, Associate/Employee, Not investment related. Started: 01/06/2025. 81+ hours per month. 41+ during trading hours.Duties: Service firm clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-02
  • S66 Uniform Combined State Law Examination
    2016-09-02
Designations
  • Certified Financial Planner
Other Names
  • Kevin Michael Fahy
  • Kevin Fahy

View on SEC IAPD

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