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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-06 |
Branch Locations
4200 Cantera Drive Suite 221, Warrenville, IL 60555 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | Wheaton | IL | 06/2016 | 03/2019 |
| Woodbury Financial Services, Inc. | Warrenville | IL | 03/2019 | 02/2020 |
| Fidelity Brokerage Services Llc | Geneva | IL | 03/2020 | 01/2025 |
| Raymond James Financial Services, Inc. | Warrenville | IL | 01/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Warrenville | IL | 01/2025 | Present |
| Fidelity Personal And Workplace Advisors | Geneva | IN | 03/2020 | 01/2025 |
| Legacy Wealth Advisors | Warrenville | IL | 01/2025 | Present |
(1) Legacy Wealth Advisors. 4200 Cantera Dr Ste 221, Warrenville, IL. Support Company Non-Owner, Associate/Employee, Not investment related. Started: 01/06/2025. 81+ hours per month. 41+ during trading hours.Duties: Service firm clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-02 |
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