Griffin Alexander Schroeter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 08/2022
  Mile Marker Financial Advocates
  Narragansett, RI
• 11/2020 → 05/2022
  Self-Employed
  Warwick, RI
• 06/2019 → 11/2019
  Hyde Park Burgers
  Wakefield, RI
• 06/2018 → 08/2018
  Ocean Community Ymca - Camp Watchaug
  Westerly, RI
• 06/2017 → 08/2017
  Chophouse Grille
  Wakefield, RI
• 03/2016 → 09/2019
  Molly Rambo, Financial Advisor
  West Warwick, RI
• 08/2022 → 03/2024
  Fidelity Investments
  Smithfield, RI
• 09/2014 → 09/2019
  University Of Massachusetts - Amherst
  Amherst, MA
• 04/2024 → Present
  Lpl Financial, Llc
  Narragansett, RI

Other Businesses

1. 04/05/2024- Mile Marker Financial Advocates- DBA for LPL Business (entity for LPL business)- 160 hrs per mnth- 8 hrs during trading- start date 03/27/2024 2. 10/22/2025- No Business Name- Other - Self-Published Music Artist- INV Related- At Coventry RI- Start date 10/16/2025- 6 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2024-09-16
• S63 Uniform Securities Agent State Law Examination
  2022-12-09

Other Names

• Griffin Alexander Schroeter
• Griffin Schroeter