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Elizabeth Anna Novak

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Rutherford, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-10
  • NJ RA
    APPROVED
    Since 2022-05-10

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

5 Sylvan St, Rutherford, NJ 07070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lodi NJ 03/2016 11/2016
Wells Fargo Bank, Na Rutherford NJ 01/2013 Present
Wells Fargo Clearing Services, Llc Rutherford NJ 04/2022 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors Llc
    Lodi, NJ
  • 01/2013 → Present
    Wells Fargo Bank, Na
    Rutherford, NJ
  • 04/2022 → Present
    Wells Fargo Clearing Services, Llc
    Rutherford, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-07
S63 Uniform Securities Agent State Law Examination 2016-05-10
  • S65 Uniform Investment Adviser Law Examination
    2022-02-07
  • S63 Uniform Securities Agent State Law Examination
    2016-05-10
Other Names
  • Elizabeth Anna Novak
  • Elizabeth Anna Tallaksen
  • Elizabeth Ramos
  • Elizabeth Anna Ramos

View on SEC IAPD

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ESTEE ADVISORS LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
UNITED SUCCESS WEALTH MANAGEMENT
TRANSAMERICA FINANCIAL ADVISORS, LLC

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KAUSHAL BHUPENDRA MAJMUDAR
Kevin R Walker
Renee OConnor
John Varghese Cholankeril
DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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