Best Investors Account Sign in

Elizabeth Anna Novak

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Rutherford, NJ

CRD 6626852

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-10
  • NJ RA
    APPROVED
    Since 2022-05-10

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

5 Sylvan St, Rutherford, NJ 07070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lodi NJ 03/2016 11/2016
Wells Fargo Bank, Na Rutherford NJ 01/2013 Present
Wells Fargo Clearing Services, Llc Rutherford NJ 04/2022 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors Llc
    Lodi, NJ
  • 01/2013 → Present
    Wells Fargo Bank, Na
    Rutherford, NJ
  • 04/2022 → Present
    Wells Fargo Clearing Services, Llc
    Rutherford, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-07
S63 Uniform Securities Agent State Law Examination 2016-05-10
  • S65 Uniform Investment Adviser Law Examination
    2022-02-07
  • S63 Uniform Securities Agent State Law Examination
    2016-05-10
Other Names
  • Elizabeth Anna Novak
  • Elizabeth Anna Tallaksen
  • Elizabeth Ramos
  • Elizabeth Anna Ramos

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
RIDGEWOOD INVESTMENTS
J.P. MORGAN SECURITIES LLC

Nearby Investors

DAVID SETH LEIBOWITZ
VALERIE RUBIO LEMMON
TERRANCE PATRICK MCGUIRE

Nearby Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ

More in Short Hills, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor