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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-12-09 |
| TX | RA | APPROVED | 2024-12-09 |
Branch Locations
2100 Executive Hills Blvd, Auburn Hills, MI 48326 • United States
1611 S Rochester Rd, Rochester Hills, MI 48307 • United States
6330 Sashabaw Rd, Clarkston, MI 48346 • United States
160 Wixom Rd, Wixom, MI 48393 • United States
530 N Main St, Royal Oak, MI 48067 • United States
13000 N Haggerty Rd, Plymouth, MI 48170 • United States
1960 E Big Beaver Rd, Troy, MI 48083 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Genisys Credit Union | Auburn Hills | MI | 05/2003 | Present |
| Cetera Advisor Networks Llc | El Segunda | CA | 03/2016 | 12/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2024 |
| Lpl Financial Llc | Auburn Hills | MI | 12/2024 | Present |
1)11/21/2024 - Genisys Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-06 |
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