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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-12-09
TX RA APPROVED 2024-12-09
  • MI RA
    APPROVED
    Since 2024-12-09
  • TX RA
    APPROVED
    Since 2024-12-09

Branch Locations

2100 Executive Hills Blvd, Auburn Hills, MI 48326 • United States

1611 S Rochester Rd, Rochester Hills, MI 48307 • United States

6330 Sashabaw Rd, Clarkston, MI 48346 • United States

160 Wixom Rd, Wixom, MI 48393 • United States

530 N Main St, Royal Oak, MI 48067 • United States

13000 N Haggerty Rd, Plymouth, MI 48170 • United States

1960 E Big Beaver Rd, Troy, MI 48083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Genisys Credit Union Auburn Hills MI 05/2003 Present
Cetera Advisor Networks Llc El Segunda CA 03/2016 12/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 12/2024
Lpl Financial Llc Auburn Hills MI 12/2024 Present
  • 05/2003 → Present
    Genisys Credit Union
    Auburn Hills, MI
  • 03/2016 → 12/2024
    Cetera Advisor Networks Llc
    El Segunda, CA
  • 06/2023 → 12/2024
    Schaumburg, IL
  • 12/2024 → Present
    Auburn Hills, MI
Previous Registrations
  • 2023-06-29 → 2024-12-23
    Plymouth, MI
    Ortonville, MI
    Grand Blanc, MI
    Commerce Twp, MI
    Belleville, MI
    Fenton, MI
    Auburn Hills, MI
  • 2020-07-06 → 2023-06-29
    Cetera Wealth Services, Llc
    Ortonville, MI
    Troy, MI
    Royal Oak, MI
    Auburn Hills, MI
    Commerce Twp, MI
    White Lake, MI
    Grand Blanc, MI
    Belleville, MI
    Royal Oak, MI
    Wixom, MI
    Plymouth, MI
    Troy, MI
    Ortonville, MI
    Rochester Hills, MI
    Clarkston, MI
    Rochester Hills, MI
    Fenton, MI
    Grand Blanc, MI
    Vassar, MI
    Clio, MI
    Clarkston, MI
Other Businesses

1)11/21/2024 - Genisys Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-30
S63 Uniform Securities Agent State Law Examination 2016-09-06
  • S65 Uniform Investment Adviser Law Examination
    2020-06-30
  • S63 Uniform Securities Agent State Law Examination
    2016-09-06
Other Names
  • Jennifer June Davis

View on SEC IAPD

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