Constantine Louis Kartsimas

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Edelman Financial Engines
  Santa Clara, CA
• 03/2016 → 10/2017
  National Planning Corporation
  Riverwoods, IL
• 10/2017 → 01/2019
  Securities America, Inc
  Riverwoods, IL
• 06/2016 → 01/2019
  Rpg Life Transition Specialists
  Riverwoods, IL
• 02/2019 → 11/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 02/2019 → 11/2022
  Northwestern Mutual Investment Services Llc
  Skokie, IL
• 05/2019 → 11/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 11/2022 → 01/2023
  Northwestern Mutual Investment Services Llc
  Du Page, IL
• 01/2023 → 12/2023
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 04/2024 → 03/2025
  Guardian Life Insurance Company
  Chicago, IL
• 04/2024 → 03/2025
  Park Avenue Securities
  Chicago, IL
• 01/2024 → 04/2024
  Unemployed
  Chicago, IL
• 03/2025 → 06/2025
  Guardian Life Insurance Company
  Glenview, IL
• 03/2025 → 06/2025
  Park Avenue Securities
  Glenview, IL
• 11/2022 → 12/2023
  Next Phase Advisory Group
  Downers Grove, IL
• 07/2025 → 05/2026
  Edelman Financial Engines
  Santa Clara, CA

Previous Registrations

• 2024-09-11 → 2025-06-23
  Park Avenue Securities Llc
  Chicago, IL
  Glenview, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-08-30
• S63 Uniform Securities Agent State Law Examination
  2017-03-17

Other Names

• Constantine Kartsimas
• Constantine Louis Kartsimas
• Constantine Kartsimas
• Dean Kartsimas