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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-13 |
| NE | RA | APPROVED | 2021-01-19 |
Branch Locations
18205 Capitol Ave Ste 300, Elkhorn, NE 68022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Omaha | NE | 03/2016 | 11/2016 |
| Well Fargo Bank, Na | Omaha | NE | 07/2009 | 12/2020 |
| Wells Fargo Clearing Services, Llc | Omaha | NE | 11/2016 | 12/2020 |
| Principal Securities Inc | Omaha | NE | 12/2020 | Present |
| Principal Life Insurance Co | Omaha | NE | 12/2020 | Present |
| Dc Retirement Strategies | Elkhorn | NE | 01/2021 | Present |
***Fixed Insurance; Investment Related; Elkhorn, NE; Agent; Fixed Life, DI, Health, LTC, Annuities; Start Date: 01/01/2021; 5 hrs per month; 5 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-10 |
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