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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-12 |
| CA | RA | APPROVED | 2022-07-29 |
Branch Locations
920 11Th Ave, Delano, CA 93215 • United States
815 W Henderson Ave, Porterville, CA 93257 • United States
6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Delano | CA | 03/2016 | 11/2016 |
| Wells Fargo Bank, Na | Delano | CA | 07/2012 | 03/2020 |
| Wells Fargo Clearing Services, Llc | Delano | CA | 11/2016 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bakersfield | CA | 03/2020 | 07/2022 |
| Bank Of America, N.A. | Bakersfield | CA | 04/2020 | 07/2022 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-14 |
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