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Cesar E Fierro

Charles Schwab & Co., Inc.

Westlake, TX

San Diego, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-06
  • CA RA
    APPROVED
    Since 2022-10-06

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Diego CA 03/2016 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 06/2019
Td Ameritrade, Inc. San Diego CA 06/2019 04/2020
Independent Financial Group San Diego CA 03/2021 06/2022
Unemployed San Diego CA 04/2020 03/2021
Td Ameritrade San Diego CA 06/2022 12/2023
Charles Schwab & Co. San Diego CA 10/2022 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors Llc
    San Diego, CA
  • 11/2016 → 06/2019
    Wells Fargo Clearing Services, Llc
    San Diego, CA
  • 06/2019 → 04/2020
    Td Ameritrade, Inc.
    San Diego, CA
  • 03/2021 → 06/2022
    Independent Financial Group
    San Diego, CA
  • 04/2020 → 03/2021
    Unemployed
    San Diego, CA
  • 06/2022 → 12/2023
    Td Ameritrade
    San Diego, CA
  • 10/2022 → Present
    Charles Schwab & Co.
    San Diego, CA
Previous Registrations
  • 2022-07-22 → 2022-10-14
    Td Ameritrade, Inc.
    San Diego, CA
  • 2021-03-24 → 2022-07-07
    Independent Financial Group, Llc
    San Diego, CA
    San Diego, CA
  • 2019-09-16 → 2020-04-02
    Td Ameritrade, Inc.
    San Diego, CA
  • 2019-09-16 → 2020-04-02
    Td Ameritrade Investment Management, Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-14
S63 Uniform Securities Agent State Law Examination 2016-05-10
  • S66 Uniform Combined State Law Examination
    2019-09-14
  • S63 Uniform Securities Agent State Law Examination
    2016-05-10
Other Names
  • Cesar Eduardo Fierro
  • Cesar Eduardo Fierro

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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