John Frausto

Current Employers

Employment History

• 01/2006 → Present
  Topspin Tennis
  Plymouth, WI
• 03/2016 → 12/2017
  Sii Investments, Inc
  Manitowoc, WI
• 12/2017 → 09/2018
  Tcfg Wealth Management, Llc
  Laguna Niguel, CA
• 10/2015 → Present
  Usta Wisconsin
  Fond Du Lac, WI
• 09/2018 → 05/2022
  Cuna Mutual Group
  Waverly, IA
• 09/2018 → 05/2022
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  Sheboygan, WI

Previous Registrations

• 2018-09-25 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Sheboygan, WI
  Howards Grove, WI
• 2016-09-01 → 2017-12-19
  Sii Investments, Inc.
  Manitowoc, WI

Other Businesses

1) 05/18/2022 - TOPSPIN TENNIS LLC- Not Investment Related- Home Based- Business Owner- owner- Start Date - 06/2016- 15 Hours Per Month 2) 05/18/2022 - KCU Investment & Retirement Services -Investment Related- At Reported Business Location(s)-DBA for LPL Business (entity for LPL business) 3) 11/30/2022 - Sports Core - Not Investment Related - 100 Willow Creek Dr, Kohler, WI 53044 - Outside/W-2 Employment - Tennis Associate - Start Date - 11/28/2022 - 15 Hours Per Month/0 Hours During Securities Trading 4) 04/07/2026 - Plymouth Comprehensive High School - Coach/ Sports/ Fitness - Not Investment Related - Plymouth, WI - Start Date 04/01/2026 - 500 hours per month/ 12 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2016-08-01