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Christopher Earle Ashton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-17
NJ RA APPROVED 2005-03-28
  • TX RA
    APPROVED_RES
    Since 2014-01-17
  • NJ RA
    APPROVED
    Since 2005-03-28

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Atlanta GA 03/2005 Present
Bank Of America, Na Princeton NJ 09/2009 Present
  • 03/2005 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Atlanta, GA
  • 09/2009 → Present
    Bank Of America, Na
    Princeton, NJ
Previous Registrations
  • 2005-03-14 → 2005-03-30
    Morgan Stanley Dw Inc.
    Lawrencevill, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-18
  • S66 Uniform Combined State Law Examination
    2005-02-18

View on SEC IAPD

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