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1209 Independence Boulevard Suite 106, Virginia Beach, VA 23455 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-05-23 |
Branch Locations
1209 Independence Boulevard Suite 106, Virginia Beach, VA 23455 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Virginia Symphony Orchestra | Norfolk | VA | 08/2005 | Present |
| Forefront Asset Management, Llc | Virginia Beach | VA | 05/2016 | Present |
Mr. Umlauf is a professional musician and is a member of the Virginia Symphony Orchestra, where he maintains a concert schedule. This position provides a substantial source of Mr. Umlauf's income and involves a substantial amount of his time. Mr. Umlauf is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Forefront Asset Management, LLC. always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Forefront Asset Management, LLC in such individual's outside capacities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-23 |
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