Best Investors
Account
Sign in
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-22 |
Branch Locations
Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mufg Americas Corporate Advisory, Inc. | Los Angeles | CA | 11/2015 | 02/2017 |
| Wells Fargo Securities, Llc | Houston | TX | 05/2017 | 01/2018 |
| Goldman Sachs & Co. Llc | Dallas | TX | 02/2018 | 08/2019 |
| Capstone Partners | Denver | CO | 08/2019 | 05/2021 |
| Bofa Securities, Inc. | San Francisco | CA | 05/2021 | 03/2025 |
| N/A | San Francisco | CA | 04/2025 | 08/2025 |
| Citigroup Global Markets Inc. | San Francisco | CA | 08/2025 | Present |
Name: Sunday Foundation; Investment Related: Y; Address: Irvine, CA 92612; Type: 501(c)(3) Nonprofit Microfinance & Economic Empowerment; Title: Board Member; Start Date: 03/01/2024; Hours Committed: De minimis (<5 hours per month), none during securities trading hours; Description: Sunday is a nonprofit organization that operates a revolving microfinance fund to support underserved communities. The fund provides non-interest bearing credit facilities, enabling sustainable economic empowerment without imposing financial burdens. Capital is sourced entirely through charitable donations, with no use of commercial financing. The organization is mission-driven, prioritizing financial inclusion and community development; Duties: Volunteer board member providing strategic counsel and high-level oversight. Core responsibilities include participation in board meetings, contribution to long-term organizational planning, and ensuring alignment with the nonprofit's mission. Not involved in daily operational management, administrative functions, financial oversight, or the establishment of credit terms or policies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-12 |
Reach out to this advisor