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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-23
MD RA APPROVED 2020-11-05
  • TX RA
    APPROVED_RES
    Since 2024-08-23
  • MD RA
    APPROVED
    Since 2020-11-05

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

7550 Wisconsin Ave. Suite 420, Bethesda, MD 20814 • United States

Kensington, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Washington DC 03/2016 05/2022
Steward Partners Investment Advisory Bethesda MD 03/2016 Present
Steward Partners Global Advisory, Llc Bethesda MD 03/2016 Present
Steward Partners Investment Solutions, Llc Bethesda MD 05/2022 Present
  • 03/2016 → 05/2022
    Raymond James Financial Services, Inc.
    Washington, DC
  • 03/2016 → Present
    Steward Partners Investment Advisory
    Bethesda, MD
  • 03/2016 → Present
    Steward Partners Global Advisory, Llc
    Bethesda, MD
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-21
  • S66 Uniform Combined State Law Examination
    2020-02-21
Designations

View on SEC IAPD

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