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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-03 |
| TX | RA | APPROVED | 2021-01-12 |
Branch Locations
801 N Brand Blvd Ph Floor, Glendale, CA 91203-1237 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | Glendale | CA | 05/2018 | Present |
| New York Life Insurance Co. | Glendale | CA | 08/2017 | Present |
| Northwestern Mutual | Los Angeles | CA | 06/2016 | 03/2017 |
| Occidental College | Los Angeles | CA | 09/2013 | 05/2017 |
| Raiser Llc | Los Angeles | CA | 06/2017 | 11/2017 |
| Eagle Strategies Llc | Los Angeles | CA | 02/2020 | Present |
| Aurum Wealth Strategies And Insurance Solutions, Llc | Los Angeles | CA | 02/2022 | Present |
| Brecher Insurance And Financial Services | Los Angeles | CA | 07/2023 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.; 2029 Century Park E. Suite 950, Los Angeles, CA 90027; Start Date 11/2020; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF AURUM WEALTH STRATEGIES AND INSURANCE SOLUTIONS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; LOS ANGELES, CA; START DATE: 02/2022] [OPERATING UNDER THE DBA NAME OF Brecher Insurance and Financial Services FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; LOS ANGELES CA; START DATE: 07/2023]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-11 |
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