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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-03
TX RA APPROVED 2021-01-12
  • CA RA
    APPROVED
    Since 2025-01-03
  • TX RA
    APPROVED
    Since 2021-01-12

Branch Locations

801 N Brand Blvd Ph Floor, Glendale, CA 91203-1237 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Glendale CA 05/2018 Present
New York Life Insurance Co. Glendale CA 08/2017 Present
Northwestern Mutual Los Angeles CA 06/2016 03/2017
Occidental College Los Angeles CA 09/2013 05/2017
Raiser Llc Los Angeles CA 06/2017 11/2017
Eagle Strategies Llc Los Angeles CA 02/2020 Present
Aurum Wealth Strategies And Insurance Solutions, Llc Los Angeles CA 02/2022 Present
Brecher Insurance And Financial Services Los Angeles CA 07/2023 Present
  • 05/2018 → Present
    Nylife Securities, Llc
    Glendale, CA
  • 08/2017 → Present
    New York Life Insurance Co.
    Glendale, CA
  • 06/2016 → 03/2017
    Northwestern Mutual
    Los Angeles, CA
  • 09/2013 → 05/2017
    Occidental College
    Los Angeles, CA
  • 06/2017 → 11/2017
    Raiser Llc
    Los Angeles, CA
  • 02/2020 → Present
    Los Angeles, CA
  • 02/2022 → Present
    Aurum Wealth Strategies And Insurance Solutions, Llc
    Los Angeles, CA
  • 07/2023 → Present
    Brecher Insurance And Financial Services
    Los Angeles, CA
Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.; 2029 Century Park E. Suite 950, Los Angeles, CA 90027; Start Date 11/2020; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF AURUM WEALTH STRATEGIES AND INSURANCE SOLUTIONS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; LOS ANGELES, CA; START DATE: 02/2022] [OPERATING UNDER THE DBA NAME OF Brecher Insurance and Financial Services FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; LOS ANGELES CA; START DATE: 07/2023]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-11
S63 Uniform Securities Agent State Law Examination 2018-12-11
  • S65 Uniform Investment Adviser Law Examination
    2020-02-11
  • S63 Uniform Securities Agent State Law Examination
    2018-12-11

View on SEC IAPD

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