Beau Smith

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-10-02
TX	RA	APPROVED	2025-10-02

CO RA
APPROVED

Since 2025-10-02
TX RA
APPROVED

Since 2025-10-02

Branch Locations

8501 North Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States

6465 Greenwood Plaza Blvd Suite 360 [Satellite], Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2016	10/2025
Wells Fargo Advisors Financial Network, Llc	Centennial	CO	10/2025	Present

03/2016 → 10/2025

Edward Jones

St Louis, MO
10/2025 → Present

Wells Fargo Advisors Financial Network, Llc

Centennial, CO

Previous Registrations

2016-08-12 → 2025-10-03

Edward Jones

Littleton, CO

St Louis, MO

Denver, CO

Denver, CO

Other Businesses

BEAU SMITH SOLE PROPRIETORSHIP; INV RELATED; GREENWOOD VILLAGE, CP; FINET PRACTISE ;100% OWNERSHIP; START DATE: 10/02/2025; 3 HRS PER MONTH; 3 HRS DURING TRADING; | SMITH WEALTH MANAGEMENT, LLC; INV RELATED; HIGHLANDS RANCH, CO; LLC;100% OWNERSHIP; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-23

S66 Uniform Combined State Law Examination

2016-05-23

Other Names

Beau Anthony Smith

View on SEC IAPD