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3003 N 1St St #221, San Jose, CA 95134 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-30 |
Branch Locations
3003 N 1St St. Suite 221, San Jose, CA 95134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uc Law Sf (Previously Uc Hastings School Of Law) | San Francisco | CA | 05/2017 | 05/2020 |
| Fioneers Inc. | Irvine | CA | 04/2016 | 05/2017 |
| White & Case Llp | Palo Alto | CA | 05/2020 | 10/2021 |
| Quinn Emanuel Urquhart Sullivan Llp | San Francisco | CA | 11/2021 | Present |
| Naai Investment Management Llc | San Jose | CA | 04/2025 | Present |
Name of Other Business: Quinn Emanuel Urquhart & Sullivan, LLP Start Date of Relationship: 11/2021 Address of the Other Business: 50 California Street, 22nd Floor, San Francisco, CA 94111) Nature of the Business: Legal services My position/relationship: Trial Attorney (employee) Estimated number hours/month: 100 hours/month Number of Hours Devoted During Securities Trading Hours: 5 hours Brief Description of Duties: I practice law as a litigation attorney, primarily focusing on AI, intellectual property litigation, and securities law. My duties include advising clients, conducting legal research and analysis, drafting legal documents, representing clients in court proceedings, and managing case strategy. This role is not investment-related and is conducted independently of my investment advisory activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-27 |
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