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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-09 |
| CA | RA | APPROVED | 2018-12-05 |
Branch Locations
2600 Michelson Dr Ste 1460, Irvine, CA 92612 • United States
Lake Forest, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Irvine | CA | 03/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Irvine | CA | 03/2020 | Present |
Outside Employment; RPWM Partners, LLC; Employee; Manage advisory business; 2600 Michelson Dr., Suite 1460, Irvine, CA, 92612; Investment-Related; 10/01/2025; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-03 |
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